SEC To Go After Overcompensation Of Listed Firms’ Executive Officers
The US Securities and Exchange Commission published rules on Wednesday requiring securities exchanges to adopt listing criteria requiring issuers to
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Securities And Exchange Commission
Keeping Up With The SEC: Kim Kardashian Settled Unlawful Crypto Touting Case For US$1.26 Million
Celebrity Kim Kardashian has agreed to settle with the Securities and Exchange Commission a case involving her unlawfully touting a
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Wall Street Firms Charged By SEC With Record-Breaking US$1.1 Billion Penalty For Recordkeeping Failures
The US Securities and Exchange Commission announced on Tuesday that it is charging 15 broker-dealers and one affiliated investment adviser
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Bunch Of Baloney: SEC Charges New Jersey Deli’s Father-Son Duo For Manipulating US$100 Million Valuation
A New Jersey deli–Hometown International–with a single standalone store grossing US$35,000 in the last two years was able to inflate
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SEC Likely To Not Ban Payment For Order Flow Practice
On September 22, several media outlets reported that the U.S. Securities and Exchange Commission (SEC) would not ban the popular
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SEC’s Crypto Accounting Guidelines Might Be A Costly Hurdle For Banks
As traditional financial institutions are looking into entering the crypto space, regulators looking at policing the industry are making the
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US SEC Looks To Freeze Assets Of Seven British Columbians Accused In $1.3 Billion Stock Fraud
The US Securities and Exchange Commission is looking to freeze houses, vehicles, and other assets of seven British Columbians roped
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Traders Using Private Messaging Apps Could Now Cost Big Banks Almost US$1 Billion Settlement
The giants of the banking institutions are expected to settle with the US Securities and Exchange Commission and the Commodity
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SEC Starts Investigation On Melvin Capital For The GameStop Short Squeeze
Already closed shop and planning to return money to its investors, hedge fund firm Melvin Capital Management is still being
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Hedge Funds Might Soon Have To Report Crypto Exposures
The Securities and Exchange Commission and the Commodity Futures Trading Commission are reportedly putting forward a proposal on Wednesday that
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