SEC Likely To Not Ban Payment For Order Flow Practice
On September 22, several media outlets reported that the U.S. Securities and Exchange Commission (SEC) would not ban the popular
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Securities And Exchange Commission
SEC’s Crypto Accounting Guidelines Might Be A Costly Hurdle For Banks
As traditional financial institutions are looking into entering the crypto space, regulators looking at policing the industry are making the
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US SEC Looks To Freeze Assets Of Seven British Columbians Accused In $1.3 Billion Stock Fraud
The US Securities and Exchange Commission is looking to freeze houses, vehicles, and other assets of seven British Columbians roped
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Traders Using Private Messaging Apps Could Now Cost Big Banks Almost US$1 Billion Settlement
The giants of the banking institutions are expected to settle with the US Securities and Exchange Commission and the Commodity
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SEC Starts Investigation On Melvin Capital For The GameStop Short Squeeze
Already closed shop and planning to return money to its investors, hedge fund firm Melvin Capital Management is still being
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Hedge Funds Might Soon Have To Report Crypto Exposures
The Securities and Exchange Commission and the Commodity Futures Trading Commission are reportedly putting forward a proposal on Wednesday that
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How Can We Prevent Another Guo’s GTV Investment Scheme?
Almost a year ago, the Securities and Exchange Commission (SEC) issued a cease-and-desist on Steve Bannon and Guo Wengui’s GTV
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SEC Files Fraud Charges Against A US$300 Million Crypto Pyramid Scheme… But Firm Doesn’t Seem To Mind
Part of the Securities and Exchange Commission’s (SEC) crackdown on questionable crypto firms, the regulatory body recently charged 11 individuals
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Coinbase Vs. SEC: What IS A Crypto Security?
As if the current legal problem Coinbase Global (Nasdaq: COIN) has is not enough, the crypto exchange platform is facing another hurdle
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Was The SEC’s “Investomania” Campaign A Bad Investment?
The Securities and Exchange Commission’s Office of Investor Education and Advocacy recently launched a public service campaign featuring a game
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