SEC’s Adverse Decision on Payment for Order Flow Negatively Impacts Robinhood
On December 14, the U.S. Securities and Exchange Commission (SEC) voted to implement perhaps the biggest regulatory change in stock
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SEC
SEC Probes Major Equity Funds Over Employees’ Use of Personal Electronic Communications
US regulators are probing major Wall Street firms over how they track employees’ digital communications while on the clock. Numerous
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SEC Charges Cronos Group With Accounting Fraud
Canadian cannabis company Cronos Group Inc (TSX: CRON) and its former senior executive were charged with accounting fraud for improperly
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SEC Charges Three individuals With Insider Trading Related to 2017 Equifax Data Breach
The SEC has laid charges against three individuals for illegally trading Equifax (NYSE: EFX) shares prior to the company publicly
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SEC Charge Penn National Gaming Employee Who Made US$560K From Insider Trading
A software engineer on Monday was charged with insider trading on a public company’s stock by the US Securities and
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SEC Launches Investigation Into Binance’s 2017 Coin Offering
US regulators are determining whether or not Binance broke securities laws during its startup years by selling tokens without registering
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Elon Musk Accuses SEC of Leaking Sensitive Information
It appears that Elon Musk vs. the SEC is far from over, with the Tesla (NASDAQ: TSLA) CEO now accusing
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SEC Unleashes Scrutiny Against Crypto Lending Firms Celsius Network, Gemini
As part of its broad inquiry into firms paying yields on digital coin deposits, the SEC has thrown scrutiny at
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SEC Preparing to Demand Additional Transparency Measures from Private Companies
The SEC is planning on raising its oversight on large, privately held companies in an effort to force more transparency
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Department of Justice Opens Investigation Into EV Van Maker Workhorse
Workhorse Inc (NASDAQ: WKHS), the electric van maker that has run into serious scrutiny as of late, is the subject
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